NASD form FR-1

См. также в других словарях:

• NASD form FR-1 — A form required by the NASD of foreign dealers to ensure that firms participating in a new distribution of securities make a bona fide public offering. Bloomberg Financial Dictionary …   Financial and business terms

• Form T — The form required by the NASD to report equity transactions after the market s regular hours. Bloomberg Financial Dictionary …   Financial and business terms

• blanket certification form — See: NASD form FR 1 …   Financial and business terms

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• SEC Form BDW — A form that must be completed by all securities broker dealers and submitted to the Securities and Exchange Commission (SEC) in order to terminate status as a registered broker. Form BDW can be used by the broker dealer to file either a full… …   Investment dictionary

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• Economic Affairs — ▪ 2006 Introduction In 2005 rising U.S. deficits, tight monetary policies, and higher oil prices triggered by hurricane damage in the Gulf of Mexico were moderating influences on the world economy and on U.S. stock markets, but some other… …   Universalium

• Financial Industry Regulatory Authority — In the United States, the Financial Industry Regulatory Authority, Inc., or FINRA, is a private corporation that acts as a self regulatory organization (SRO). FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD).… …   Wikipedia

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• NASDAQ — /nas dak, naz /, n. National Association of Securities Dealers Automated Quotations: a system for quoting over the counter securities. * * * in full National Association of Securities Dealers Automated Quotations U.S. market for over the counter… …   Universalium